CONSOLIDATED SCHEDULE OF INVESTMENTS - USD ($) $ in Thousands |
Dec. 31, 2023 |
Mar. 31, 2023 |
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
$ 868,504
|
|
$ 720,630
|
[1] |
Fair Value |
|
902,808
|
|
753,543
|
[1] |
Diversified/Conglomerate Services |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Fair Value |
|
255,141
|
|
268,954
|
|
Home and Office Furnishings, Housewares, and Durable Consumer Products |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Fair Value |
|
155,897
|
|
143,685
|
|
Hotels, Motels, Inns, and Gaming |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Fair Value |
|
80,557
|
|
58,713
|
|
Oil and Gas |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Fair Value |
|
45,983
|
|
0
|
|
Printing and Publishing |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Fair Value |
|
15,210
|
|
0
|
|
Aerospace and Defense |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Fair Value |
|
25,754
|
|
22,215
|
|
Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Fair Value |
|
92,293
|
|
20,088
|
|
Telecommunications |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Fair Value |
|
8,881
|
|
18,987
|
|
Secured First Lien Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
517,539
|
|
471,439
|
|
Fair Value |
|
476,126
|
|
437,517
|
|
Secured Second Lien Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
148,158
|
|
84,158
|
|
Fair Value |
|
137,480
|
|
75,734
|
|
Preferred Equity |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
151,969
|
|
149,099
|
|
Fair Value |
|
214,664
|
|
222,585
|
|
Common Equity/ Equivalents |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
50,838
|
|
15,934
|
|
Fair Value |
|
74,538
|
|
17,707
|
|
Non-Control/Non-Affiliate Investments |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
545,299
|
[2] |
429,305
|
[3] |
Fair Value |
|
620,338
|
[2] |
496,875
|
[3] |
Non-Control/Non-Affiliate Investments | Secured First Lien Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
325,231
|
[2] |
281,631
|
[3] |
Fair Value |
|
324,528
|
[2] |
279,748
|
[3] |
Non-Control/Non-Affiliate Investments | Secured First Lien Debt | Diversified/Conglomerate Manufacturing |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
5,950
|
[2] |
5,750
|
[3] |
Fair Value |
|
5,294
|
[2] |
5,391
|
[3] |
Non-Control/Non-Affiliate Investments | Secured First Lien Debt | Diversified/Conglomerate Services |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
82,950
|
[2] |
110,450
|
[3] |
Fair Value |
|
82,950
|
[2] |
110,450
|
[3] |
Non-Control/Non-Affiliate Investments | Secured First Lien Debt | Home and Office Furnishings, Housewares, and Durable Consumer Products |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
36,750
|
[2] |
36,750
|
[3] |
Fair Value |
|
36,703
|
[2] |
35,226
|
[3] |
Non-Control/Non-Affiliate Investments | Secured First Lien Debt | Hotels, Motels, Inns, and Gaming |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
65,100
|
[2] |
42,450
|
[3] |
Fair Value |
|
65,100
|
[2] |
42,450
|
[3] |
Non-Control/Non-Affiliate Investments | Secured First Lien Debt | Oil and Gas |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
[2] |
34,750
|
|
|
|
Fair Value |
[2] |
34,750
|
|
|
|
Non-Control/Non-Affiliate Investments | Secured First Lien Debt | Printing and Publishing |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
[2] |
13,500
|
|
|
|
Fair Value |
[2] |
13,500
|
|
|
|
Non-Control/Non-Affiliate Investments | Secured Second Lien Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
93,340
|
[2] |
54,340
|
[3] |
Fair Value |
|
93,340
|
[2] |
50,842
|
[3] |
Non-Control/Non-Affiliate Investments | Secured Second Lien Debt | Aerospace and Defense |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
25,696
|
[2] |
25,696
|
[3] |
Fair Value |
|
25,696
|
[2] |
22,215
|
[3] |
Non-Control/Non-Affiliate Investments | Secured Second Lien Debt | Machinery (Non-Agriculture, Non-Construction, and Non-Electronic) |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
[3] |
|
|
15,644
|
|
Fair Value |
[3] |
|
|
15,644
|
|
Non-Control/Non-Affiliate Investments | Preferred Equity |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
82,110
|
[2] |
79,240
|
[3] |
Fair Value |
|
164,241
|
[2] |
164,534
|
[3] |
Non-Control/Non-Affiliate Investments | Preferred Equity | Diversified/Conglomerate Services |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
11,206
|
[2] |
18,201
|
[3] |
Fair Value |
|
25,528
|
[2] |
51,170
|
[3] |
Non-Control/Non-Affiliate Investments | Preferred Equity | Home and Office Furnishings, Housewares, and Durable Consumer Products |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
16,236
|
[2] |
16,236
|
[3] |
Fair Value |
|
43,599
|
[2] |
33,969
|
[3] |
Non-Control/Non-Affiliate Investments | Common Equity/ Equivalents |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
44,618
|
[2] |
14,094
|
[3] |
Fair Value |
|
38,229
|
[2] |
1,751
|
[3] |
Affiliate Investments |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
291,146
|
[4] |
276,055
|
[5] |
Fair Value |
|
278,226
|
[4] |
255,955
|
[5] |
Affiliate Investments | Secured First Lien Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
178,548
|
[4] |
185,258
|
[5] |
Fair Value |
|
147,354
|
[4] |
157,769
|
[5] |
Affiliate Investments | Secured First Lien Debt | Diversified/Conglomerate Services |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
100,498
|
[4] |
100,498
|
[5] |
Fair Value |
|
77,223
|
[4] |
77,964
|
[5] |
Affiliate Investments | Secured First Lien Debt | Telecommunications |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
16,800
|
[4] |
16,800
|
[5] |
Fair Value |
|
8,881
|
[4] |
16,800
|
[5] |
Affiliate Investments | Secured Second Lien Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
51,618
|
[4] |
26,618
|
[5] |
Fair Value |
|
44,140
|
[4] |
24,892
|
[5] |
Affiliate Investments | Preferred Equity |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
54,761
|
[4] |
62,960
|
[5] |
Fair Value |
|
50,423
|
[4] |
58,051
|
[5] |
Affiliate Investments | Preferred Equity | Diversified/Conglomerate Services |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
24,309
|
[4] |
24,309
|
[5] |
Fair Value |
|
8,247
|
[4] |
14,126
|
[5] |
Affiliate Investments | Common Equity/ Equivalents |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
6,219
|
[4] |
1,219
|
[5] |
Fair Value |
|
36,309
|
[4] |
15,243
|
[5] |
Control Investments |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
32,059
|
[6] |
15,270
|
[7] |
Fair Value |
|
4,244
|
[6] |
713
|
[7] |
Control Investments | Secured First Lien Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
13,760
|
[6] |
4,550
|
[7] |
Fair Value |
|
4,244
|
[6] |
0
|
[7] |
Control Investments | Secured Second Lien Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
3,200
|
[6] |
3,200
|
[7] |
Fair Value |
|
0
|
[6] |
0
|
[7] |
Control Investments | Preferred Equity |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
15,098
|
[6] |
6,899
|
[7] |
Fair Value |
|
0
|
[6] |
0
|
[7] |
Control Investments | Common Equity/ Equivalents |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Cost |
|
1
|
[6] |
621
|
[7] |
Fair Value |
|
$ 0
|
[6] |
$ 713
|
[7] |
Investment, Identifier [Axis]: B+T Group Acquisition, Inc. – Common Stock Warrants |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Units |
|
3.50%
|
[8],[9],[10],[11],[12] |
3.50%
|
[13],[14],[15],[16],[17] |
Cost |
|
$ 0
|
[8],[11],[12] |
$ 0
|
[13],[15],[17] |
Fair Value |
|
0
|
[8],[11],[12] |
0
|
[13],[15],[17] |
Investment, Identifier [Axis]: B+T Group Acquisition, Inc. – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
2,800
|
[8],[9],[10],[18] |
2,800
|
[13],[14],[16],[17] |
Cost |
|
2,800
|
[8],[18] |
2,800
|
[13],[17] |
Fair Value |
|
2,800
|
[8],[18] |
$ 2,800
|
[13],[17] |
Investment, Identifier [Axis]: B+T Group Acquisition, Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[13],[14],[15],[16],[17] |
|
|
14,304
|
|
Cost |
[13],[15],[17] |
|
|
$ 4,722
|
|
Fair Value |
[13],[15],[17] |
|
|
2,187
|
|
Investment, Identifier [Axis]: B+T Group Acquisition, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[13],[14],[16],[17] |
|
|
14,000
|
|
Cost |
[13],[17] |
|
|
14,000
|
|
Fair Value |
[13],[17] |
|
|
$ 14,000
|
|
Investment, Identifier [Axis]: B+T Group Acquisition, Inc. – Term Debt 1 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[8],[9],[10],[18] |
14,000
|
|
|
|
Cost |
[8],[18] |
14,000
|
|
|
|
Fair Value |
[8],[18] |
$ 6,081
|
|
|
|
Investment, Identifier [Axis]: B+T Group Acquisition, Inc.– Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[8],[9],[10],[11],[12] |
14,304
|
|
|
|
Cost |
[8],[11],[12] |
$ 4,722
|
|
|
|
Fair Value |
[8],[11],[12] |
$ 0
|
|
|
|
Investment, Identifier [Axis]: Brunswick Bowling Products, Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
6,653
|
[9],[10],[11],[12] |
6,653
|
[14],[15],[16],[17] |
Cost |
|
$ 6,653
|
[11],[12] |
$ 6,653
|
[15],[17] |
Fair Value |
|
43,599
|
[11],[12] |
33,969
|
[15],[17] |
Investment, Identifier [Axis]: Brunswick Bowling Products, Inc. – Term Debt 1 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
17,700
|
[9],[10],[11] |
17,700
|
[14],[16],[17] |
Cost |
|
17,700
|
[11] |
17,700
|
[17] |
Fair Value |
|
17,700
|
[11] |
17,700
|
[17] |
Investment, Identifier [Axis]: Brunswick Bowling Products, Inc. – Term Debt 2 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
6,850
|
[9],[10],[11] |
6,850
|
[14],[16],[17] |
Cost |
|
6,850
|
[11] |
6,850
|
[17] |
Fair Value |
|
$ 6,850
|
[11] |
$ 6,850
|
[17] |
Investment, Identifier [Axis]: Counsel Press, Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[14],[15],[16],[17] |
|
|
6,995
|
|
Cost |
[15],[17] |
|
|
$ 6,995
|
|
Fair Value |
[15],[17] |
|
|
27,885
|
|
Investment, Identifier [Axis]: Counsel Press, Inc. – Term Debt 1 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[14],[16],[17] |
|
|
21,100
|
|
Cost |
[17] |
|
|
21,100
|
|
Fair Value |
[17] |
|
|
21,100
|
|
Investment, Identifier [Axis]: Counsel Press, Inc. – Term Debt 2 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[14],[16],[17] |
|
|
6,400
|
|
Cost |
[17] |
|
|
6,400
|
|
Fair Value |
[17] |
|
|
$ 6,400
|
|
Investment, Identifier [Axis]: Dema/Mai Holdings, Inc - Preferred Equity |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[9],[10],[11],[12] |
21,000
|
|
|
|
Cost |
[11],[12] |
$ 21,000
|
|
|
|
Fair Value |
[11],[12] |
26,102
|
|
|
|
Investment, Identifier [Axis]: Dema/Mai Holdings, Inc – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[9],[10],[11] |
38,250
|
|
|
|
Cost |
[11] |
38,250
|
|
|
|
Fair Value |
[11] |
$ 38,250
|
|
|
|
Investment, Identifier [Axis]: Dema/Mai Holdings, Inc. – Preferred Equity |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[14],[15],[16],[17] |
|
|
21,000
|
|
Cost |
[15],[17] |
|
|
$ 21,000
|
|
Fair Value |
[15],[17] |
|
|
22,321
|
|
Investment, Identifier [Axis]: Dema/Mai Holdings, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[14],[16],[17] |
|
|
38,250
|
|
Cost |
[17] |
|
|
38,250
|
|
Fair Value |
[17] |
|
|
$ 38,250
|
|
Investment, Identifier [Axis]: Diligent Delivery Systems – Common Stock Warrants |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Units |
|
8.00%
|
[9],[10],[12],[19] |
8.00%
|
[14],[15],[16],[17] |
Cost |
|
$ 500
|
[12],[19] |
$ 500
|
[15],[17] |
Fair Value |
|
500
|
[12],[19] |
1,724
|
[15],[17] |
Investment, Identifier [Axis]: Diligent Delivery Systems – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
13,000
|
[9],[10],[19] |
13,000
|
[14],[16],[20] |
Cost |
|
13,000
|
[19] |
13,000
|
[20] |
Fair Value |
|
13,000
|
[19] |
$ 12,983
|
[20] |
Investment, Identifier [Axis]: Edge Adhesives Holdings, Inc - Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[8],[9],[10],[11],[21] |
9,210
|
|
|
|
Cost |
[8],[11],[21] |
9,210
|
|
|
|
Fair Value |
[8],[11],[21] |
$ 4,244
|
|
|
|
Investment, Identifier [Axis]: Edge Adhesives Holdings, Inc. - Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[8],[9],[10],[11],[12] |
8,199
|
|
|
|
Cost |
[8],[11],[12] |
$ 8,199
|
|
|
|
Fair Value |
[8],[11],[12] |
$ 0
|
|
|
|
Investment, Identifier [Axis]: Edge Adhesives Holdings, Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[13],[14],[15],[16],[17] |
|
|
8,199
|
|
Cost |
[13],[15],[17] |
|
|
$ 8,199
|
|
Fair Value |
[13],[15],[17] |
|
|
0
|
|
Investment, Identifier [Axis]: Edge Adhesives Holdings, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[13],[14],[16],[17],[22] |
|
|
9,210
|
|
Cost |
[13],[17],[22] |
|
|
9,210
|
|
Fair Value |
[13],[17],[22] |
|
|
$ 4,255
|
|
Investment, Identifier [Axis]: Educators Resource, Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
8,560
|
[9],[10],[11],[12] |
8,560
|
[14],[15],[16],[17] |
Cost |
|
$ 8,560
|
[11],[12] |
$ 8,560
|
[15],[17] |
Fair Value |
|
30,237
|
[11],[12] |
17,445
|
[15],[17] |
Investment, Identifier [Axis]: Educators Resource, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
20,000
|
[9],[10],[11] |
20,000
|
[14],[16],[17] |
Cost |
|
20,000
|
[11] |
20,000
|
[17] |
Fair Value |
|
$ 20,000
|
[11] |
$ 20,000
|
[17] |
Investment, Identifier [Axis]: Funko Acquisition Holdings, LLC – Common Units |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
4,239
|
[8],[9],[10],[12],[23] |
4,239
|
[13],[14],[15],[16],[24] |
Cost |
|
$ 21
|
[8],[12],[23] |
$ 21
|
[13],[15],[24] |
Fair Value |
|
$ 22
|
[8],[12],[23] |
$ 27
|
[13],[15],[24] |
Investment, Identifier [Axis]: Galaxy Technologies Holdings, Inc. – Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
16,957
|
[9],[10],[11],[12] |
16,957
|
[14],[15],[16],[17] |
Cost |
|
$ 11,513
|
[11],[12] |
$ 11,513
|
[15],[17] |
Fair Value |
|
58
|
[11],[12] |
0
|
[15],[17] |
Investment, Identifier [Axis]: Galaxy Technologies Holdings, Inc. – Term Debt 1 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
6,900
|
[9],[10],[11] |
6,900
|
[14],[16],[17] |
Cost |
|
6,900
|
[11] |
6,900
|
[17] |
Fair Value |
|
6,900
|
[11] |
5,965
|
[17] |
Investment, Identifier [Axis]: Galaxy Technologies Holdings, Inc. – Term Debt 2 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
18,796
|
[9],[10],[11] |
18,796
|
[14],[16],[17] |
Cost |
|
18,796
|
[11] |
18,796
|
[17] |
Fair Value |
|
$ 18,796
|
[11] |
$ 16,250
|
[17] |
Investment, Identifier [Axis]: Ginsey Home Solutions, Inc. – Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
63,747
|
[9],[10],[11],[12] |
63,747
|
[14],[15],[16],[17] |
Cost |
|
$ 8
|
[11],[12] |
$ 8
|
[15],[17] |
Fair Value |
|
$ 0
|
[11],[12] |
$ 0
|
[15],[17] |
Investment, Identifier [Axis]: Ginsey Home Solutions, Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
19,280
|
[9],[10],[11],[12] |
19,280
|
[14],[15],[16],[17] |
Cost |
|
$ 9,583
|
[11],[12] |
$ 9,583
|
[15],[17] |
Fair Value |
|
0
|
[11],[12] |
0
|
[15],[17] |
Investment, Identifier [Axis]: Ginsey Home Solutions, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[9],[10],[11] |
12,200
|
|
|
|
Cost |
[11] |
12,200
|
|
|
|
Fair Value |
[11] |
12,153
|
|
|
|
Investment, Identifier [Axis]: Ginsey Home Solutions, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[14],[16],[17] |
|
|
12,200
|
|
Cost |
[17] |
|
|
12,200
|
|
Fair Value |
[17] |
|
|
$ 10,676
|
|
Investment, Identifier [Axis]: Gladstone SOG Investments, Inc. - Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[14],[15],[16],[17] |
|
|
100
|
|
Cost |
[15],[17] |
|
|
$ 620
|
|
Fair Value |
[15],[17] |
|
|
$ 713
|
|
Investment, Identifier [Axis]: Home Concepts Acquisition, Inc. - Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[9],[10],[11] |
1,500
|
|
|
|
Cost |
[11] |
1,500
|
|
|
|
Fair Value |
[11] |
1,500
|
|
|
|
Investment, Identifier [Axis]: Home Concepts Acquisition, Inc. - Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[9],[10],[11] |
12,000
|
|
|
|
Cost |
[11] |
12,000
|
|
|
|
Fair Value |
[11] |
$ 12,000
|
|
|
|
Investment, Identifier [Axis]: Home Concepts Acquisition, Inc.- Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[9],[10],[11],[12] |
3,275,000
|
|
|
|
Cost |
[11],[12] |
$ 3,275
|
|
|
|
Fair Value |
[11],[12] |
$ 1,710
|
|
|
|
Investment, Identifier [Axis]: Horizon Facilities Services, Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
10,080
|
[9],[10],[11],[12] |
10,080
|
[14],[15],[16],[17] |
Cost |
|
$ 0
|
[11],[12] |
$ 0
|
[15],[17] |
Fair Value |
|
5,382
|
[11],[12] |
12,345
|
[15],[17] |
Investment, Identifier [Axis]: Horizon Facilities Services, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
57,700
|
[9],[10],[11] |
57,700
|
[14],[16],[17] |
Cost |
|
57,700
|
[11] |
57,700
|
[17] |
Fair Value |
|
$ 57,700
|
[11] |
$ 57,700
|
[17] |
Investment, Identifier [Axis]: ImageWorks Display and Marketing Group, Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
67,490
|
[9],[10],[11],[12] |
67,490
|
[14],[15],[16],[17] |
Cost |
|
$ 6,749
|
[11],[12] |
$ 6,749
|
[15],[17] |
Fair Value |
|
1,855
|
[11],[12] |
10,926
|
[15],[17] |
Investment, Identifier [Axis]: ImageWorks Display and Marketing Group, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
22,000
|
[9],[10],[11] |
22,000
|
[14],[16],[17] |
Cost |
|
22,000
|
[11] |
22,000
|
[17] |
Fair Value |
|
22,000
|
[11] |
22,000
|
[17] |
Investment, Identifier [Axis]: J.R. Hobbs Co. - Atlanta, LLC - Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[14],[16],[17],[22] |
|
|
5,000
|
|
Cost |
[17],[22] |
|
|
5,000
|
|
Fair Value |
[17],[22] |
|
|
2,744
|
|
Investment, Identifier [Axis]: J.R. Hobbs Co. - Atlanta, LLC - Term Debt 1 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
16,500
|
[9],[10],[11],[21] |
16,500
|
[14],[16],[17],[22] |
Cost |
|
16,500
|
[11],[21] |
16,500
|
[17],[22] |
Fair Value |
|
8,810
|
[11],[21] |
9,054
|
[17],[22] |
Investment, Identifier [Axis]: J.R. Hobbs Co. - Atlanta, LLC - Term Debt 2 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[14],[16],[17],[22] |
|
|
26,000
|
|
Cost |
[17],[22] |
|
|
26,000
|
|
Fair Value |
[17],[22] |
|
|
14,268
|
|
Investment, Identifier [Axis]: J.R. Hobbs Co. - Atlanta, LLC - Term Debt 3 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[14],[16],[17],[22] |
|
|
2,438
|
|
Cost |
[17],[22] |
|
|
2,438
|
|
Fair Value |
[17],[22] |
|
|
$ 1,338
|
|
Investment, Identifier [Axis]: J.R. Hobbs Co. - Atlanta, LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[9],[10],[11],[21] |
5,000
|
|
|
|
Cost |
[11],[21] |
5,000
|
|
|
|
Fair Value |
[11],[21] |
2,670
|
|
|
|
Investment, Identifier [Axis]: J.R. Hobbs Co. - Atlanta, LLC – Term Debt 2 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[9],[10],[11],[21] |
26,000
|
|
|
|
Cost |
[11],[21] |
26,000
|
|
|
|
Fair Value |
[11],[21] |
13,882
|
|
|
|
Investment, Identifier [Axis]: J.R. Hobbs Co. - Atlanta, LLC – Term Debt 3 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[9],[10],[11],[21] |
2,438
|
|
|
|
Cost |
[11],[21] |
2,438
|
|
|
|
Fair Value |
[11],[21] |
$ 1,301
|
|
|
|
Investment, Identifier [Axis]: J.R. Hobbs Co. – Atlanta, LLC – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
10,920
|
[9],[10],[11],[12] |
10,920
|
[14],[15],[16],[17] |
Cost |
|
$ 10,920
|
[11],[12] |
$ 10,920
|
[15],[17] |
Fair Value |
|
$ 0
|
[11],[12] |
$ 0
|
[15],[17] |
Investment, Identifier [Axis]: Mason West, LLC – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
11,206
|
[9],[10],[11],[12] |
11,206
|
[14],[15],[16],[17] |
Cost |
|
$ 11,206
|
[11],[12] |
$ 11,206
|
[15],[17] |
Fair Value |
|
20,146
|
[11],[12] |
10,940
|
[15],[17] |
Investment, Identifier [Axis]: Mason West, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
25,250
|
[9],[10],[11] |
25,250
|
[14],[16],[17] |
Cost |
|
25,250
|
[11] |
25,250
|
[17] |
Fair Value |
|
25,250
|
[11] |
25,250
|
[17] |
Investment, Identifier [Axis]: Nocturne Luxury Villas, Inc. – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
4,000
|
[9],[10],[11] |
0
|
[14],[16],[17] |
Cost |
|
4,000
|
[11] |
0
|
[17] |
Fair Value |
|
$ 4,000
|
[11] |
$ 0
|
[17] |
Investment, Identifier [Axis]: Nocturne Luxury Villas, Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
6,600
|
[9],[10],[11],[12] |
6,600
|
[14],[15],[16],[17] |
Cost |
|
$ 6,600
|
[11],[12] |
$ 6,600
|
[15],[17] |
Fair Value |
|
15,457
|
[11],[12] |
16,263
|
[15],[17] |
Investment, Identifier [Axis]: Nocturne Luxury Villas, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
61,100
|
[9],[10],[11],[25] |
42,450
|
[14],[16],[17] |
Cost |
|
61,100
|
[11],[25] |
42,450
|
[17] |
Fair Value |
|
$ 61,100
|
[11],[25] |
$ 42,450
|
[17] |
Investment, Identifier [Axis]: Nth Degree Investment Group, LLC – Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
17,216,976
|
[9],[10],[11],[12] |
14,360,000
|
[14],[15],[16],[17] |
Cost |
|
$ 6,219
|
[11],[12] |
$ 1,219
|
[15],[17] |
Fair Value |
|
36,309
|
[11],[12] |
$ 15,243
|
[15],[17] |
Investment, Identifier [Axis]: Nth Degree, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[9],[10],[18] |
25,000
|
|
|
|
Cost |
[18] |
25,000
|
|
|
|
Fair Value |
[18] |
$ 24,884
|
|
|
|
Investment, Identifier [Axis]: Old World Christmas, Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
6,180
|
[9],[10],[11],[12] |
6,180
|
[14],[15],[16],[17] |
Cost |
|
$ 0
|
[11],[12] |
$ 0
|
[15],[17] |
Fair Value |
|
32,595
|
[11],[12] |
33,990
|
[15],[17] |
Investment, Identifier [Axis]: Old World Christmas, Inc. – Secured First Lien Term Loan |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
43,000
|
[9],[10],[11] |
40,500
|
[14],[16],[17] |
Cost |
|
43,000
|
[11] |
40,500
|
[17] |
Fair Value |
|
$ 43,000
|
[11] |
$ 40,500
|
[17] |
Investment, Identifier [Axis]: PSI Molded Plastics, Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
158,598
|
[9],[10],[11],[12] |
158,598
|
[14],[15],[16],[17] |
Cost |
|
$ 19,730
|
[11],[12] |
$ 19,730
|
[15],[17] |
Fair Value |
|
0
|
[11],[12] |
0
|
[15],[17] |
Investment, Identifier [Axis]: PSI Molded Plastics, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
26,618
|
[9],[10],[11] |
26,618
|
[14],[16],[17] |
Cost |
|
26,618
|
[11] |
26,618
|
[17] |
Fair Value |
|
19,256
|
[11] |
24,892
|
[17] |
Investment, Identifier [Axis]: Phoenix Door Systems, Inc – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
2,750
|
[9],[10],[11] |
2,550
|
[14],[16],[20] |
Cost |
|
2,750
|
[11] |
2,550
|
[20] |
Fair Value |
|
$ 2,750
|
[11] |
$ 2,391
|
[20] |
Investment, Identifier [Axis]: Phoenix Door Systems, Inc. – Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
4,221
|
[9],[10],[11],[12] |
4,221
|
[14],[15],[16],[17] |
Cost |
|
$ 1,830
|
[11],[12] |
$ 1,830
|
[15],[17] |
Fair Value |
|
0
|
[11],[12] |
0
|
[15],[17] |
Investment, Identifier [Axis]: Phoenix Door Systems, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
3,200
|
[9],[10],[11] |
3,200
|
[14],[16],[20] |
Cost |
|
3,200
|
[11] |
3,200
|
[20] |
Fair Value |
|
$ 2,544
|
[11] |
$ 3,000
|
[20] |
Investment, Identifier [Axis]: SFEG Holdings, Inc. – Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
18,721
|
[9],[10],[11],[12] |
221,500
|
[14],[15],[16],[17] |
Cost |
|
$ 30,746
|
[11],[12] |
$ 222
|
[15],[17] |
Fair Value |
|
37,649
|
[11],[12] |
$ 0
|
[15],[17] |
Investment, Identifier [Axis]: SFEG Holdings, Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[14],[15],[16],[17] |
|
|
29,577
|
|
Cost |
[15],[17] |
|
|
$ 4,643
|
|
Fair Value |
[15],[17] |
|
|
4,444
|
|
Investment, Identifier [Axis]: SFEG Holdings, Inc. – Term Debt 1 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
54,644
|
[9],[10],[11] |
3,128
|
[14],[16],[17] |
Cost |
|
54,644
|
[11] |
3,128
|
[17] |
Fair Value |
|
$ 54,644
|
[11] |
3,128
|
[17] |
Investment, Identifier [Axis]: SFEG Holdings, Inc. – Term Debt 2 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[14],[16],[17] |
|
|
12,516
|
|
Cost |
[17] |
|
|
12,516
|
|
Fair Value |
[17] |
|
|
$ 12,516
|
|
Investment, Identifier [Axis]: Schylling, Inc. – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
4,000
|
[9],[10],[11],[12] |
4,000
|
[14],[15],[16],[17] |
Cost |
|
$ 4,000
|
[11],[12] |
$ 4,000
|
[15],[17] |
Fair Value |
|
10,375
|
[11],[12] |
18,922
|
[15],[17] |
Investment, Identifier [Axis]: Schylling, Inc. – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
27,981
|
[9],[10],[11] |
27,981
|
[14],[16],[17] |
Cost |
|
27,981
|
[11] |
27,981
|
[17] |
Fair Value |
|
27,981
|
[11] |
$ 27,981
|
[17] |
Investment, Identifier [Axis]: The E3 Company, LLC – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[9],[10],[11] |
1,000
|
|
|
|
Cost |
[11] |
1,000
|
|
|
|
Fair Value |
[11] |
$ 1,000
|
|
|
|
Investment, Identifier [Axis]: The E3 Company, LLC – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
[9],[10],[11],[12] |
11,233
|
|
|
|
Cost |
[11],[12] |
$ 11,233
|
|
|
|
Fair Value |
[11],[12] |
11,233
|
|
|
|
Investment, Identifier [Axis]: The E3 Company, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[9],[10],[11] |
33,750
|
|
|
|
Cost |
[11] |
33,750
|
|
|
|
Fair Value |
[11] |
$ 33,750
|
|
|
|
Investment, Identifier [Axis]: The Maids International, LLC – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
6,640
|
[9],[10],[11],[12] |
6,640
|
[14],[15],[16],[17] |
Cost |
|
$ 6,640
|
[11],[12] |
$ 6,640
|
[15],[17] |
Fair Value |
|
6,392
|
[11],[12] |
3,200
|
[15],[17] |
Investment, Identifier [Axis]: The Maids International, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[14],[16],[17] |
|
|
28,560
|
|
Cost |
[17] |
|
|
28,560
|
|
Fair Value |
[17] |
|
|
$ 28,560
|
|
Investment, Identifier [Axis]: The Maids International, LLC – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[9],[10],[11] |
28,560
|
|
|
|
Cost |
[11] |
28,560
|
|
|
|
Fair Value |
[11] |
$ 28,560
|
|
|
|
Investment, Identifier [Axis]: The Mountain Corporation – Common Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
751
|
[9],[10],[11],[12] |
751
|
[14],[15],[16],[17] |
Cost |
|
$ 1
|
[11],[12] |
$ 1
|
[15],[17] |
Fair Value |
|
0
|
[11],[12] |
0
|
[15],[17] |
Investment, Identifier [Axis]: The Mountain Corporation – Line of Credit |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
|
4,550
|
[9],[10],[11],[21] |
4,550
|
[14],[16],[17],[22] |
Cost |
|
4,550
|
[11],[21] |
4,550
|
[17],[22] |
Fair Value |
|
$ 0
|
[11],[21] |
$ 0
|
[17],[22] |
Investment, Identifier [Axis]: The Mountain Corporation – Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
6,899
|
[9],[10],[11],[12] |
6,899
|
[14],[15],[16],[17] |
Cost |
|
$ 6,899
|
[11],[12] |
$ 6,899
|
[15],[17] |
Fair Value |
|
0
|
[11],[12] |
0
|
[15],[17] |
Investment, Identifier [Axis]: The Mountain Corporation – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[9],[10],[11],[21] |
3,200
|
|
|
|
Cost |
[11],[21] |
3,200
|
|
|
|
Fair Value |
[11],[21] |
$ 0
|
|
|
|
Investment, Identifier [Axis]: The Mountain Corporation – Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[14],[16],[17],[22] |
|
|
3,200
|
|
Cost |
[17],[22] |
|
|
3,200
|
|
Fair Value |
[17],[22] |
|
|
$ 0
|
|
Investment, Identifier [Axis]: Utah Pacific Bridge & Steel, Ltd. - Preferred Stock |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Shares |
|
6,000
|
[9],[10],[11],[12] |
6,000
|
[14],[15],[16],[17] |
Cost |
|
$ 6,000
|
[11],[12] |
$ 6,000
|
[15],[17] |
Fair Value |
|
9,581
|
[11],[12] |
7,748
|
[15],[17] |
Investment, Identifier [Axis]: Utah Pacific Bridge & Steel, Ltd. - Term Debt |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[14],[16],[17] |
|
|
18,250
|
|
Cost |
[17] |
|
|
18,250
|
|
Fair Value |
[17] |
|
|
$ 18,250
|
|
Investment, Identifier [Axis]: Utah Pacific Bridge & Steel, Ltd., 2 |
|
|
|
|
|
Schedule of Investments [Line Items] |
|
|
|
|
|
Principal amount |
[9],[10],[11] |
18,250
|
|
|
|
Cost |
[11] |
18,250
|
|
|
|
Fair Value |
[11] |
$ 18,250
|
|
|
|
|
|