Exhibit A
Terms of Fidelity Bond

 


 

     
SelectOneSM Bond
  (TRAVELERS LOGO)
     
 
  TRAVELERS
 
  SUITE 2200
 
  200 NORTH LASALLE STREET
 
  CHICAGO, IL 60601
 
   
11/19/2010
   
 
   
AON RISK SERVS CENTRAL
   
Ryan Ohare
   
200 E RANDOLPH ST 13TH FLOOR
   
CHICAGO, IL 60601
   
Phone: 312-381-4631 Fax: 312-381-7568
   
                     
Binder
                   
 
  Bond Policy Number: 412PB1417       Prior Bond Number: 412PB1278    
 
                   
We are pleased to offer the following Binder for Investment Company Blanket Bond coverages.
 
                   
Insured:   Gladstone Investment Corporation
McLean, VA 22102
 
                   
Company:   St. Paul Fire & Marine Insurance Company
 
                   
Term:   11/25/2010 to 11/25/2011
 
                   
Commission:   15.0%
 
                   
Bond Premium Payable [Pre-Paid]:           $7,523
 
                   
Bill Type:   Agency Bill
Payment Type:   Lump Sum / Full Pay     1 installments
Insuring Agreements
                 
    Single Loss     Single Loss  
    Limit of Liability     Deductible Amount  
All insuring agreements are shown. A checked checkbox indicates                
an agreement that was selected by the insured.                
þ (A) Fidelity
  $ 3,000,000     $ 100,000  
o Data Processing Organizations
               
o Partners
               
 
               
þ (B)Audit Expense
  $ 25,000     $ 0  
 
               
þ (C)Premises
  Same As Insuring Agreement A   Same As Insuring Agreement A
 
               
þ (D)Transit
  Same As Insuring Agreement A   Same As Insuring Agreement A

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SelectOneSM Bond
  (TRAVELERS LOGO)
Insuring Agreements
                 
    Single Loss     Single Loss  
    Limit of Liability     Deductible Amount  
All insuring agreements are shown. A checked checkbox indicates                
an agreement that was selected by the insured.                
þ (E) Forgery or Alteration
  $ 3,000,000     $ 100,000  
 
               
þ (F) Securities
  $ 3,000,000     $ 100,000  
 
               
þ (G) Counterfeit Currency
  Same As Insuring Agreement A   Same As Insuring Agreement A
 
               
þ (H) Stop Payment
  $ 100,000     $ 5,000  
 
               
þ (I)Uncollectible Items of Deposit
  $ 100,000     $ 5,000  
 
               
þ Computer Systems
  $ 3,000,000     Same As Insuring Agreement A
 
               
þ Voice Initiated Transactions
  $ 1,000,000     $ 100,000  
 
               
þ Telefacsimile
  $ 3,000,000     $ 100,000  
 
               
þ Unauthorized Signature
  $ 3,000,000     $ 100,000  
 
               
o Registered Representatives
               
 
               
o Extortion — Threats to Persons and Property
               
Endorsements
     
Form #   Form Title
ICB001
  Investment Company Blanket Bond Declarations Page
ICB005
  Investment Company Blanket Bond Form
ICB010
  Named Insured Endorsement
ICB011
  Computer Systems
ICB012
  Unauthorized Signature
ICB013
  Telefacsimile Coverage
ICB014
  Voice Initiated Transactions
ICB016
  Definition of Investment Company
ICB026
  Add Exclusions N&O (Mandatory)
ICB030
  ERISA Rider
ICB065
  Virginia Statutory Rider
MEL 3983
  Non accumlative (replace ICB038

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SelectOne SM Bond
  (TRAVELERS LOGO)
Thank you for considering the Travelers for your client’s specialty insurance coverages. Please call if you have any questions regarding the terms and conditions offered here.
         
(-S- MICHAEL PARDUHN)
       
Michael Parduhn
  Telephone:   312/917-5346
Acct Exec Officer Bond/FPS
  Facsimile:   312/917-4173
 
  E-mail Address:   MPARDUHN@travelers.com

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IMPORTANT NOTICE REGARDING COMPENSATION DISCLOSURE
For information about how Travelers compensates independent agents, brokers, or other insurance producers, please visit this website:
     http://www.travelers.com/w3c/legal/Producer_Compensation_Disclosure.html
If you prefer, you can call the following toll-free number: 1-866-904-8348. Or you can write to us at Travelers, Enterprise Development, One Tower Square, Hartford, CT 06183

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